關於「sfc type 1 license中文」標籤，搜尋引擎有相關的訊息討論：

Do you need a licence or registration? - SFC。

2019年2月11日 · Types of regulated activity · Type 1 Dealing in securities · Type 2 Dealing in futures contracts · Type 3 Leveraged foreign exchange trading · Type ...： 。

[PDF] Licensing Handbook - SFC。

6. You are licensed for Type 9 regulated activity (asset management) and you wish to carry out Type 1 (dealing in securities), Type 2 (dealing in futures ...： 。

Ongoing obligations | Securities & Futures Commission of Hong Kong。

2021年7月14日 · Exhibition of licence or certificate of registration. For licensed corporations and registered institutions, you should exhibit your licence ...： 。

[PDF] Licensing Information Booklet ! 發牌資料冊 - SFC。

Type 1. Dealing in securities. ❖ Type 2. Dealing in futures contracts. ❖ Type 3. Leveraged foreign exchange trading. ❖ Type 4. Advising on securities.： 。

SFC License Requirements in Hong Kong - Sleek。

SFC license types for regulated activities · Type 1 – Dealing in securities · Type 2 – Dealing in futures contracts · Type 3 – Leveraged foreign exchange trading ...： 。

Licensing Examination for Securities and Futures Intermediaries。

An individual will need one licence or registration to carry on different types of RA. The LEs have been approved by the Securities and Futures Commission (SFC) ...： 。

SFC's clarification on licensing requirements for private equity firms ...。

2020年1月17日 · On January 7 2020, the Securities and Futures Commission (“SFC”) issued ... •Incidental exemption: A type 1 licence may not be required if a ...： 。

Offshore structure with online operations in Hong Kong in the digital ...。

2020年8月24日 · 1. SFC Licensing. The licensing regime under the Securities and Future ... under Type 1 “dealing in securities” and Type 4 “advising on ...：